Purpose
To compare the clinical outcomes of operative and nonoperative management, identify risk factors for recurrent instability, and identify risk factors for progression to surgery after failed nonoperative management for patients with first-time anterior shoulder dislocation after the age of 50 years.
Methods
An established geographic medical record system was used to identify patients who experienced a first-time anterior shoulder dislocation after the age of 50 years. Patient medical records were reviewed to identify treatment decisions and outcomes of interest, including rates of frozen shoulder and nerve palsy, progression to osteoarthritis, recurrent instability, and progression to surgery. Outcomes were evaluated using Chi-square tests and survivorship curves were generated using Kaplan-Meier methods. A Cox model was developed to evaluate for potential risk factors of recurrent instability and progression to surgery after an initial trail of at least 3 months of nonoperative treatment.
Results
179 patients were included with a mean follow-up of 11 years. 14% (n = 26) underwent early surgery within 3 months and 86% (n = 153) were initially treated nonoperatively. Mean age (59 years), was similar for both groups, but those that underwent early surgery had an increased rate of full-thickness rotator cuff tears (82% vs 55%; P = .01), labral tears (24% vs 8.0%; P = .01), and humeral head fracture (23% vs 8.5%; P = .03). When comparing the early surgery group to the nonoperative group, there were similar rates of persistent moderate-severe pain (19% vs 17%; P = .78) and frozen shoulder (8 vs 9%, respectively; P = .87) at final follow-up. Although nerve palsy (19% vs 8%; P = .08) and progression to osteoarthritis (20% vs 14%; P = .40) were more common in surgical patients, they experienced lower rates of recurrent instability after surgical intervention (0% vs 15%; P = .03) compared to nonoperatively treated patients. Increasing number of instability events prior to presentation was the greatest risk factor for recurrent instability (HR 232; P < .01). Fourteen percent (n = 21) failed initial nonoperative treatment and proceeded to surgical intervention at an average of 4.6 years after the initial instability event, and the greatest risk factors for progression to surgery were recurrent instability (HR 3.41; P < .01).
Conclusions
Although the majority of patients >50 years that experience ASI are treated nonoperatively, those that require surgery tend to have more significant injury pathology, a lower risk of recurrent instability after surgery, but a higher progression to osteoarthritis compared to patients that do not require surgical intervention. There was no difference in pain severity at final follow-up, rates of frozen shoulder or nerve palsy between patients who underwent initial nonoperative treatment after instability and those who underwent surgery. A history of multiple instability episodes prior to presentation was the greatest predictor of recurrent instability and failure of nonoperative treatment and progression to surgery.
Level of Evidence
Level III, retrospective cohort study.
Introduction
Anterior shoulder dislocations, once considered the provenance of the young and active, have been shown to be common in an older population.
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Nearly 20% of all shoulder dislocations occur over the age of 60.
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The incidence of first time anterior shoulder dislocation in patients over the age of 50 years ranges anywhere from 12.9 to 28.8/100,000 person years.
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Older patients with anterior instability present with different injury patterns than compared to younger patients. Rotator cuff tears are very common;
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however, recurrent instability is much less frequent in this age group.
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These differences, as well as considerations about quality of life, create a unique set of considerations in regard to treatment of elderly patients.
For younger patients, surgical treatment, most commonly arthroscopic stabilization, is associated with significantly lower rates of recurrent instability.
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Nonoperative management of anterior shoulder instability can result in high rates of recurrent instability and pain at long-term follow-up.
While early surgery has been advocated for young patients after anterior shoulder instability events, there has been controversy in the literature over what type of treatment is best for older patients.
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Studies have demonstrated that age >40 can be a risk factor for failure of the Bankart stabilization procedure.
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Given the higher perioperative risks in this age population, and overall decreased rates of recurrent instability than their young peers, many authors advocate for nonoperative treatment for older patients. However, others have demonstrated that operative stabilization can result in a significantly reduced risk of recurrent instability.
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Long-term results of the arthroscopic Bankart repair for recurrent anterior shoulder instability in patients older than 40 years: A comparison with the open Latarjet procedure.
Unfortunately, functional outcomes in the older population after surgical intervention are not as robust as in the young, with lower age related Constant scores than would be expected.
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Surgical treatment in this age group is typically focused on rotator cuff integrity as opposed to shoulder-stabilizing operations, such as a Bankart or Latarjet procedure.
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Overall, recommendations for treatment strategies after first-time anterior shoulder dislocation in the elderly population are lacking.
With recent changes in lifestyle and prolonged lifespans of the general population, these injuries are likely to be seen more commonly in the general orthopedist’s office. Furthermore, the demands of this older population are higher than they once were. The purposes of the present study were to compare the clinical outcomes of operative and nonoperative management, identify risk factors for recurrent instability, and identify risk factors for progression to surgery after failed nonoperative management for patients with first time anterior shoulder dislocation after the age of 50 years. Our hypothesis is that that clinical outcomes after operative and nonoperative management for anterior shoulder instability after age 50 years are comparable; however, there is a decreased risk of recurrent instability after operative management.
Discussion
The most important finding of this study was that patients who were diagnosed with first time anterior shoulder instability after the age of 50 and treated with early surgical management had no further instances of instability after surgery. This is in spite of presenting with more severe pathology and developing progressive osteoarthritis at a faster rate than the nonoperative cohort. Fifteen percent of the nonoperative group developed recurrent instability. 14% of the nonoperative group ultimately progressed to surgical intervention at an average of 4.6 years after dislocation event. Overall, patients who were treated with either early surgical management or nonoperative management did well at final follow-up. Both cohorts had a similar prevalence of moderate-severe pain, frozen shoulder, nerve injury, and progression to osteoarthritis. Multiple instability events were a significant risk factor for both recurrence of instability and progression to surgery (P < 0.001, P < 0.01) in the nonoperative cohort.
In the present study, patients over the age of 50 years with a first-time dislocation did similarly in regard to persistent pain and complications with both initial operative and nonoperative management. About 20% of both cohorts reported moderate-severe pain at their final follow-up visit. This is a lower rate than found in other studies. Toolanen et al. found that 50% of patients over the age of 40 with first time dislocation were still symptomatic 3 years after the injury, and Hawkins et al. reported that 77% were still symptomatic 1.5 years after their initial dislocation.
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Early complications after anterior dislocation of the shoulder in patients over 40 years. An ultrasonographic and electromyographic study.
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Anterior dislocation of the shoulder in the older patient.
The key difference between the current study and these others likely lies in length of follow-up, as we report an average of 11 years of follow-up. Longer-term outcomes of patients over the age of 50 years with first-time anterior shoulder dislocations appear to be more favorable than those previously reported. In general, nerve injuries are more common in the older patient with a first-time shoulder dislocation than their younger counterparts.
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Nerve lesions in primary shoulder dislocations and humeral neck fractures. A prospective clinical and EMG study.
The axillary nerve is most commonly affected, with an incidence anywhere from 9.3% to 63%
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Shoulder dislocations in patients older than 40 years of age.
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Early complications after anterior dislocation of the shoulder in patients over 40 years. An ultrasonographic and electromyographic study.
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Nerve lesions in primary shoulder dislocations and humeral neck fractures. A prospective clinical and EMG study.
. In our cohort, nerve palsy was diagnosed in 8.1% of the nonoperative cohort and 19.2% of the initial operative cohort. Frozen shoulder is also more common in older than younger patients after anterior shoulder instability.
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Secondary frozen shoulder after traumatic anterior shoulder instability.
This is thought to be potentially due to decreased activity in this population or age-related structural changes in the joint capsule after trauma.
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Age-related changes of elastic fibers in shoulder capsule of patients with glenohumeral instability: A pilot study.
Frozen shoulder occurred in 7.8% of the patients in the current study, and this rate was similar between treatment groups.
Patients who underwent initial surgical management had an increased risk of developing arthritis at an earlier time period compared to those that underwent initial conservative management. This is likely secondary to the increased severity of pathology that the patients presented with at the time of their initial injury. The surgical cohort patients were more likely to have a full-thickness rotator cuff tear or a fracture than the conservative management cohort. In general, surgical stabilization is not thought to be a cause of arthropathy unless it interferes with joint physiology.
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- Levy O.
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Traumatic first time shoulder dislocation: Surgery vs non-operative treatment.
,21Neer Award 2008: Arthropathy after primary anterior shoulder dislocation—223 shoulders prospectively followed up for twenty-five years.
Multiple studies have demonstrated that the risk of developing arthritis after an instability episode is most closely linked to the age of initial dislocation.
21Neer Award 2008: Arthropathy after primary anterior shoulder dislocation—223 shoulders prospectively followed up for twenty-five years.
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Primary anterior dislocation of the shoulder in young patients. A ten-year prospective study.
Patients greater than 50 years old at the time of first anterior shoulder dislocation have a decreased rate of developing osteoarthritis compared to their younger compatriots under the age of 40 (14% vs 23 %).
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- Leland D.P.
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Understanding anterior shoulder instability through machine learning: New models that predict recurrence, progression to surgery, and development of arthritis.
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Incidence of and risk factors for glenohumeral osteoarthritis after anterior shoulder instability: A US population-based study with average 15-year follow-up.
One of the major findings of the present study is that after early surgical management, older patients have a decreased risk of recurrent instability. Four patients in this cohort experienced recurrent instability events; however, all instances occurred before operative intervention; there were no further recurrent instability events that happened after surgery. For those that required surgery, the most common procedures were rotator cuff repairs, labral repairs, and fixation of glenoid rim fractures, and this is similar to previous reports. Maier et al. found that operative stabilization in the form of Bankart repair is equally as effective in reducing recurrent shoulder dislocation in the elderly as in the young.
7- Maier M.
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Midterm results after operatively stabilised shoulder dislocations in elderly patients.
However, Erstbrunner et al. found that arthroscopic Bankart repair for recurrent anterior instability in patients older than 40 without chronic rotator cuff pathology showed a 25% redislocation or resubluxation rate.
24- Ernstbrunner L.
- De Nard B.
- Olthof M.
- et al.
Long-term results of the arthroscopic Bankart repair for recurrent anterior shoulder instability in patients older than 40 years: A comparison with the open Latarjet procedure.
This contrasts with the work of Sperling et al., who examined a cohort of patients over the age of 50 years, who were treated with a Bankart repair. At 3 years, the patients had no recurrent instability events and presented with strong functional outcomes.
35- Sperling J.W.
- Duncan S.F.
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Bankart repair in patients aged fifty years or greater: Results of arthroscopic and open repairs.
It also contrasts with the findings presented in the current study, which demonstrated no redislocation or resubluxation events after operative intervention, 42% of patients in this study, who presented with a full-thickness rotator cuff tear did not have the tear surgically fixed. Patients in the early surgical intervention group more commonly presented with acute tears, minimal muscular atrophy, and few degenerative changes. Patients in the initial nonoperative group with full-thickness rotator cuff tears typically did not obtain an MRI for months or years after their initial injury and more commonly presented with chronic rotator cuff pathology. Therefore, we would recommend that physicians obtain an MRI at an earlier time period for patients presenting with frank weakness, recurrent instability or persistent pain more than 4-6 weeks after an initial shoulder dislocation after the age of 50 years. Similar to our results, Simank et al. demonstrated that successful surgical management is possible for associated rotator cuff tears with anterior dislocation in patients over the age of 40, in terms of recurrent dislocations.
36- Simank H.G.
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Incidence of rotator cuff tears in shoulder dislocations and results of therapy in older patients.
Additionally, an increase in constant scores has been reported in patients >40 who were treated with a rotator cuff repair.
37- Porcellini G.
- Paladini P.
- Campi F.
- Paganelli M.
Shoulder instability and related rotator cuff tears: Arthroscopic findings and treatment in patients aged 40 to 60 years.
Ultimate indications for undergoing rotator cuff tear repair in this age group would include acute change in function after shoulder dislocation event, recurrent instability in the setting of a reparable acute full-thickness rotator cuff tear with minimal muscular atrophy.
Similar to previous studies, the present study demonstrated that any previous instability event was a major risk factor for both progression to surgery and recurrent dislocation. Recurrent instability is a well-known entity in the young, active patient; however, it has been shown to be more prevalent in the elderly population than initially thought. Especially in the case of recurrent dislocations, surgical intervention could be considered in this population to help decrease the risk of further instability events.
Limitations
This work is restricted by the classic limitations of retrospective investigations. The decision to proceed to surgery and type of operation offered to the patient was not standardized across providers. Additionally, ∼10% of all patients did not have complete follow-up information in regard to pain, adhesive capsulitis, and nerve palsy. Objective measures of range of motion and strength were not able to be consistently obtained across all patients. Despite the large number of patients in the overall study, there was a much smaller cohort that underwent surgical management, which could bias outcome measurements. This work is limited by the confines of a geographic database. Patients could have experienced recurrences of shoulder instability or sought surgical treatment outside of the database area, and those would not be accounted for in this study.
Article info
Publication history
Published online: May 06, 2023
Accepted:
March 31,
2023
Received:
November 7,
2022
Publication stage
In Press Corrected ProofFootnotes
The authors report the following potential conflicts of interest or sources of funding: J.D.B. reports grants from the Foderaro-Quattrone Musculoskeletal Orthopaedic Surgery Research Innovation Fund, the National Institute of Arthritis and Musculoskeletal and Skin Diseases for the Musculoskeletal Research Training Program, the National Institute of Aging, and the Mayo Clinic Research Committee; personal fees from Rochester Epidemiology
Project Users, during the conduct of the study; and personal fees from Stryker and Arthrex, outside the submitted work. C.L.C. reports grants from the Foderaro-Quattrone Musculoskeletal Orthopaedic Surgery Research Innovation Fund, the National Institute of Arthritis and Musculoskeletal and Skin Diseases for the Musculoskeletal Research Training Program, the National Institute of Aging, and the Mayo Clinic Research Committee; personal fees from Rochester Epidemiology Project Users, during the conduct of the study; personal fees from Arthrex; other from Zimmer Biomet Holdings, and other from Gemini Medical, outside the submitted work. He is also the Minnesota Twins’ Team Physician. A.J.K. reports grants from the Foderaro-Quattrone Musculoskeletal Orthopaedic Surgery Research Innovation Fund, the National Institute of Arthritis and Musculoskeletal and Skin Diseases for the Musculoskeletal Research Training Program, the National Institute of Aging, and the Mayo Clinic Research Committee; personal fees from Rochester Epidemiology Project Users, during the conduct of the study; other from Aesculap/B.Braun; personal fees from Arthrex; research support from the Arthritis Foundation, Ceterix, and Histogenics; honoraria from JRF Ortho; consulting fees from Vericel and Responsive Arthroscopy, personal fees and other from Joint Restoration Foundation; grants from Exatech, DJO, Gemini Mountain Medical, and Smith & Nephew, outside the submitted work; editorial or governing board membership in the American Journal of Sports Medicine; board or committee membership in the International Cartilage Repair Society, International Society of Arthroscopy, Knee Surgery, and Orthopaedic Sports Medicine, Minnesota Orthopedic Society, and Musculoskeletal Transplantation Foundation. K.O. reports grants from the Foderaro-Quattrone Musculoskeletal Orthopaedic Surgery Research Innovation Fund, the National Institute of Arthritis and Musculoskeletal and Skin Diseases for the Musculoskeletal Research Training Program National Institute of Aging, and the Mayo Clinic Research Committee; personal fees from Rochester Epidemiology Project Users, during the conduct of the study; personal fees from Arthrex, Endo Pharmaceuticals, and Smith & Nephew Inc, outside the submitted work. R.R.W. reports grants from the Foderaro-Quattrone Musculoskeletal Orthopaedic Surgery Research Innovation Fund, the National Institute of Arthritis and Musculoskeletal and Skin Diseases for the Musculoskeletal Research Training Program, from the National Institute of Aging, and the Mayo Clinic Research Committee; and personal fees from Rochester Epidemiology Project Users, during the conduct of the study. A.A.S. reports grants from the Foderaro-Quattrone Musculoskeletal Orthopaedic Surgery Research Innovation Fund, the National Institute of Arthritis and Musculoskeletal and Skin Diseases for the Musculoskeletal Research Training Program, the National Institute of Aging, and the Mayo Clinic Research Committee; and personal fees from Rochester Epidemiology Project Users, during the conduct of the study. R.R.W. reports grants from the Foderaro-Quattrone Musculoskeletal Orthopaedic Surgery Research Innovation Fund, the National Institute of Arthritis and Musculoskeletal and Skin Diseases for the Musculoskeletal Research Training Program, the National Institute of Aging, and the Mayo Clinic Research Committee; and personal fees from Rochester Epidemiology Project Users, during the conduct of the study. Full ICMJE author disclosure forms are available for this article online, as supplementary material.
Copyright
© 2023 The Authors. Published by Elsevier Inc. on behalf of the Arthroscopy Association of North America.